CAPITAL MARKET SEGMENT

  • Internal audit /statutory audit for major share brokers,commodity broking companies and firms.
  • Appeared before tribunal on income tax matters for various share broking companies, sub brokers, and High ,Net Worth clients dealing in capital market.
  • NET WORTH certification and compliance issues to SEBI and stock exchanges w.r.t major share broking companies, commodity broking companies and sub brokers.
  • Pioneer Mutual Fund – Reconciliation Assignment
 
 
 
 
     
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