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CAPITAL MARKET SEGMENT |
- Internal audit /statutory audit for major share brokers,commodity broking companies and firms.
- Appeared before tribunal on income tax matters for various share broking companies, sub brokers, and High ,Net Worth clients dealing in capital market.
- NET WORTH certification and compliance issues to SEBI and stock exchanges w.r.t major share broking companies, commodity broking companies and sub brokers.
- Pioneer Mutual Fund – Reconciliation Assignment
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